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I Race, Nation, and Book
Many years ago, as a student in a foreign university, I remember attacking, with the complacency of youth, a German history of the English drama, in six volumes. I lost courage long before the author reached the age of Elizabeth, but I still recall the subject of the opening chapter: it was devoted to the physical geography of Great Britain. Writing, as the good German professor did, in the triumphant hour of Taine\'s theory as to the significance of place, period, and environment in determining the character of any literary production, what could be more logical than to begin at the beginning? Have not the chalk cliffs guarding the southern coast of England, have not the fatness of the midland counties and the soft rainy climate of a North Atlantic island, and the proud, tenacious, self-assertive folk that are bred there, all left their trace upon A Midsummer Night\'s Dream, and[Pg 4] Every Man in his Humour and She Stoops to Conquer? Undoubtedly. Latitude and longitude, soil and rainfall and food-supply, racial origins and crossings, political and social and economic conditions, must assuredly leave their marks upon the mental and artistic productiveness of a people and upon the personality of individual writers.

Taine, who delighted to point out all this, and whose English Literature remains a monument of the defects as well as of the advantages of his method, was of course not the inventor of the climatic theory. It is older than Aristotle, who discusses it in his treatise on Politics. It was a topic of interest to the scholars of the Renaissance. Englishmen of the seventeenth century, with an unction of pseudo-science added to their natural patriotism, discovered in the English climate one of the reasons of England\'s greatness. Thomas Sprat, writing in 1667 on the History of the Royal Society, waxes bold and asserts: "If there can be a true character given of the Universal Temper of any Nation under Heaven, then certainly this must be ascribed to our countrymen, that they have commonly an unaffected sincerity, that they love to deliver[Pg 5] their minds with a sound simplicity, that they have the middle qualities between the reserved, subtle southern and the rough, unhewn northern people, that they are not extremely prone to speak, that they are more concerned what others will think of the strength than of the fineness of what they say, and that a universal modesty possesses them. These qualities are so conspicuous and proper to the soil that we often hear them objected to us by some of our neighbor Satyrists in more disgraceful expressions.... Even the position of our climate, the air, the influence of the heaven, the composition of the English blood, as well as the embraces of the Ocean, seem to join with the labours of the Royal Society to render our country a Land of Experimental Knowledge."

The excellent Sprat was the friend and executor of the poet Cowley, who has in the Preface to his Poems a charming passage about the relation of literature to the external circumstances in which it is written.

"If wit be such a Plant that it scarce receives heat enough to keep it alive even in the summer of our cold Clymate, how can it choose but wither in a long and a sharp winter? a warlike, various[Pg 6] and a tragical age is best to write of, but worst to write in." And he adds this, concerning his own art of poetry: "There is nothing that requires so much serenity and chearfulness of spirit; it must not be either overwhelmed with the cares of Life, or overcast with the Clouds of Melancholy and Sorrow, or shaken and disturbed with the storms of injurious Fortune; it must, like the Halcyon, have fair weather to breed in. The Soul must be filled with bright and delightful Idaeas, when it undertakes to communicate delight to others, which is the main end of Poesie. One may see through the stile of Ovid de Trist., the humbled and dejected condition of Spirit with which he wrote it; there scarce remains any footstep of that Genius, Quem nec Jovis ira, nec ignes, etc. The cold of the country has strucken through all his faculties, and benummed the very feet of his Verses."

Madame de Sta?l\'s Germany, one of the most famous of the "national character" books, begins with a description of the German landscape. But though nobody, from Ovid in exile down to Madame de Sta?l, questions the general significance of place, time, and circumstances as affecting the nature of a literary product, when[Pg 7] we come to the exact and as it were mathematical demonstration of the precise workings of these physical influences, our generation is distinctly more cautious than were the literary critics of forty years ago. Indeed, it is a hundred years since Fisher Ames, ridiculing the theory that climate acts directly upon literary products, said wittily of Greece: "The figs are as fine as ever, but where are the Pindars?" The theory of race, in particular, has been sharply questioned by the experts. "Saxon" and "Norman," for example, no longer seem to us such simple terms as sufficed for the purpose of Scott\'s Ivanhoe or of Thierry\'s Norman Conquest, a book inspired by Scott\'s romance. The late Professor Freeman, with characteristic bluntness, remarked of the latter book: "Thierry says at the end of his work that there are no longer either Normans or Saxons except in history.... But in Thierry\'s sense of the word, it would be truer to say that there never were \'Normans\' or \'Saxons\' anywhere, save in the pages of romances like his own."

There is a brutal directness about this verdict upon a rival historian which we shall probably persist in calling "Saxon"; but it is no[Pg 8] worse than the criticisms of Matthew Arnold\'s essay on "The Celtic Spirit" made to-day by university professors who happen to know Old Irish at first hand, and consequently consider Arnold\'s opinion on Celtic matters to be hopelessly amateurish.

The wiser scepticism of our day concerning all hard-and-fast racial distinctions has been admirably summed up by Josiah Royce. "A race psychology," he declares, "is still a science for the future to discover.... We do not scientifically know what the true racial varieties of mental type really are. No doubt there are such varieties. The judgment day, or the science of the future, may demonstrate what they are. We are at present very ignorant regarding the whole matter."

Nowhere have the extravagances of the application of racial theories to intellectual products been more pronounced than in the fields of art and literature. Audiences listen to a waltz which the programme declares to be an adaptation of a Hungarian folk-song, and though they may be more ignorant of Hungary than Shakespeare was of Bohemia, they have no hesitation in exclaiming: "How truly Hungarian this[Pg 9] is!" Or, it may be, how truly "Japanese" is this vase which was made in Japan—perhaps for the American market; or how intensely "Russian" is this melancholy tale by Turgenieff. This prompt deduction of racial qualities from works of art which themselves give the critic all the information he possesses about the races in question,—or, in other words, the enthusiastic assertion that a thing is like itself,—is one of the familiar notes of amateur criticism. It is travelling in a circle, and the corregiosity of Corregio is the next station.

Blood tells, no doubt, and a masterpiece usually betrays some token of the place and hour of its birth. A knowledge of the condition of political parties in Athens in 416 B.C. adds immensely to the enjoyment of the readers of Aristophanes; the fun becomes funnier and the daring even more splendid than before. Molière\'s training as an actor does affect the dramaturgic quality of his comedies. All this is demonstrable, and to the prevalent consciousness of it our generation is deeply indebted to Taine and his pupils. But before displaying dogmatically the inevitable brandings of racial and national traits on a national literature, before pointing to this[Pg 10] and that unmistakable evidence of local or temporal influence on the form or spirit of a masterpiece, we are now inclined to make some distinct reservations. These reservations are not without bearing upon our own literature in America.

There are, for instance, certain artists who seem to escape the influences of the time-spirit. The most familiar example is that of Keats. He can no doubt be assigned to the George the Fourth period by a critical examination of his vocabulary, but the characteristic political and social movements of that epoch in England left him almost untouched. Edgar Allan Poe might have written some of his tales in the seventeenth century or in the twentieth; he might, like Robert Louis Stevenson, have written in Samoa rather than in the Baltimore, Philadelphia, or New York of his day; his description of the Ragged Mountains of Virginia, within very sight of the university which he attended, was borrowed, in the good old convenient fashion, from Macaulay; in fact, it requires something of Poe\'s own ingenuity to find in Poe, who is one of the indubitable assets of American literature, anything distinctly American.

Wholly aside from such spiritual insulation[Pg 11] of the single writer, there is the obvious fact that none of the arts, not even literature, and not all of them together, can furnish a wholly adequate representation of racial or national characteristics. It is well known to-day that the so-called "classic" examples of Greek art, most of which were brought to light and discoursed upon by critics from two to four centuries ago, represent but a single phase of Greek feeling; and that the Greeks, even in what we choose to call their most characteristic period, had a distinctly "romantic" tendency which their more recently discovered plastic art betrays. But even if we had all the lost statues, plays, poems, and orations, all the Greek paintings about which we know so little, and the Greek music about which we know still less, does anybody suppose that this wealth of artistic expression would furnish a wholly satisfactory notion of the racial and psychological traits of the Greek people?

One may go even further. Does a truly national art exist anywhere,—an art, that is to say, which conveys a trustworthy and adequate expression of the national temper as a whole? We have but to reflect upon the European and American judgments, during the last thirty[Pg 12] years, concerning the representative quality of the art of Japan, and to observe how many of those facile generalizations about the Japanese character, deduced from vases and prints and enamel, were smashed to pieces by the Russo-Japanese War. This may illustrate the blunders of foreign criticism, perhaps, rather than any inadequacy in the racially representative character of Japanese art. But it is impossible that critics, and artists themselves, should not err, in the conscious endeavor to pronounce upon the infinitely complex materials with which they are called upon to deal. We must confess that the expression of racial and national characteristics, by means of only one art, such as literature, or by all the arts together, is at best imperfect, and is always likely to be misleading unless corroborated by other evidence.

For it is to be remembered that in literature, as in the other fields of artistic activity, we are dealing with the question of form; of securing a concrete and pleasurable embodiment of certain emotions. It may well happen that literature not merely fails to give an adequate report of the racial or national or personal emotions felt during a given epoch, but that it fails to report[Pg 13] these emotions at all. Not only the "old, unhappy, far-off" things of racial experience, but the new and delight-giving experiences of the hour, may lack their poet. Widespread moods of public elation or wistfulness or depression have passed without leaving a shadow upon the mirror of art. There was no one to hold the mirror or even to fashion it. No note of Renaissance criticism, whether in Italy, France, or England, is more striking, and in a way more touching, than the universal feeling that in the rediscovery of the classics men had found at last the "terms of art," the rules and methods of a game which they had long wished to be playing. Englishmen and Frenchmen of the sixteenth century will not allow that their powers are less virile, their emotions less eager, than those of the Greeks and Romans. Only, lacking the very terms of art, they had not been able to arrive at fit expression; the soul had found no body wherewith to clothe itself into beauty. As they avowed in all simplicity, they needed schoolmasters; the discipline of Aristotle and Horace and Virgil; a body of critical doctrine, to teach them how to express the France and England or Italy of their day, and[Pg 14] thus give permanence to their fleeting vision of the world. Na?ve as may have been the Renaissance expression of this need of formal training, blind as it frequently was to the beauty which we recognize in the undisciplined vernacular literatures of medi?val Europe, those groping scholars were essentially right. No one can paint or compose by nature. One must slowly master an art of expression.

Now through long periods of time, and over many vast stretches of territory, as our own American writing abundantly witnesses, the whole formal side of expression may be neglected. "Literature," in its narrower sense, may not exist. In that restricted and higher meaning of the term, literature has always been uncommon enough, even in Athens or Florence. It demands not merely personal distinction or power, not merely some uncommon height or depth or breadth of capacity and insight, but a purely artistic training, which in the very nature of the case is rare. Millions of Russians, perhaps, have felt about the general problems of life much as Turgenieff felt, but they lacked the sheer literary art with which the Notes of a Sportsman was written. Thousands of[Pg 15] frontier lawyers and politicians shared Lincoln\'s hard and varied and admirable training in the mastery of speech, but in his hands alone was the weapon wrought to such perfection of temper and weight and edge that he spoke and wrote literature without knowing it.

Such considerations belong, I am aware, to the accepted commonplaces,—perhaps to what William James used to call "the unprofitable delineation of the obvious." Everybody recognizes that literary gifts imply an exceptionally rich development of general human capacities, together with a professional aptitude and training of which but few men are capable. There is but one lumberman in camp who can play the fiddle, though the whole camp can dance. Thus the great book, we are forever saying, is truly representative of myriads of minds in a certain degree of culture, although but one man could have written it. The writing member of a family is often the one who acquires notoriety and a bank account, but he is likely to have candid friends who admit, though not always in his presence, that, aside from this one professional gift and practice, he is not intellectually or emotionally or spiritually superior to his brothers[Pg 16] and sisters. Waldo Emerson thought himself the intellectual inferior of his brother Charles; and good observers loved to maintain that John Holmes was wittier than Oliver Wendell, and Ezekiel Webster a better lawyer than Daniel.

Applied to the literary history of a race, this principle is suggestive. We must be slow to affirm that, because certain ideas and feelings did not attain, in this or that age or place, to purely literary expression, they were therefore not in existence. The men and women of the colonial period in our own country, for instance, have been pretty uniformly declared to have been deficient in the sense of beauty. What is the evidence? It is mostly negative. They produced no poetry, fiction, painting, sculpture, or music worthy of the name. They were predominantly Puritan, and the whole world has been informed that English Puritanism was hostile to Art. They were preoccupied with material and moral concerns. Even if they had remained in England, Professor Trent affirms, these contemporaries of Milton and Bunyan would have produced no art or literature. Now it is quite true that for nearly two hundred years after the date[Pg 17] of the first settlement of the American colonists, opportunities for cultivating the arts did not exist. But that the sense of beauty was wholly atrophied, I, for one, do not believe. The passionate eagerness with which the forefathers absorbed the noblest of all poetry and prose in the pages of their one book, the Bible; the unwearied curiosity and care with which those farmers and fishermen and woodsmen read the signs of the sky; their awe of the dark wilderness and their familiar traffic with the great deep; the silences of lonely places; the opulence of primeval meadows by the clear streams; the English flowers that were made to bloom again in farmhouse windows and along garden walks; the inner visions, more lovely still, of duty and of moral law; the spirit of sacrifice; the daily walk with God, whether by green pastures of the spirit or through ways that were dark and terrible;—is there in all this no discipline of the soul in moral beauty, and no training of the eye to perceive the exquisite harmonies of the visible earth? It is true that the Puritans had no professional men of letters; it is true that doctrinal sermons provided their chief intellectual sustenance; true that their lives were stern, and[Pg 18] that many of the softer emotions were repressed. But beauty may still be traced in the fragments of their recorded speech, in their diaries and letters and phrases of devotion. You will search the eighteenth century of old England in vain for such ecstasies of wonder at the glorious beauty of the universe as were penned by Jonathan Edwards in his youthful Diary. There is every presumption, from what we know of the two men, that Whittier\'s father and grandfather were peculiarly sensitive to the emotions of home and neighborhood and domesticity which their gifted descendant—too physically frail to be absorbed in the rude labor of the farm—has embodied in Snow-Bound. The Quaker poet knew that he surpassed his forefathers in facility in verse-making, but he would have been amused (as his Margaret Smith\'s Journal proves) at the notion that his ancestors were without a sense of beauty or that they lacked responsiveness to the chords of fireside sentiment. He was simply the only Whittier, except his sister Elizabeth, who had ever found leisure, as old-fashioned correspondents used to say, "to take his pen in hand." This leisure developed in him the sense—latent no doubt in his ancestors—of[Pg 19] the beauty of words, and the excitement of rhythm. Emerson\'s Journal in the eighteen-thirties glows with a Dionysiac rapture over what he calls "delicious days"; but did the seven generations of clergymen from whom Emerson descended have no delicious and haughty and tender days that passed unrecorded? Formal literature perpetuates and glorifies many aspects of individual and national experience; but how much eludes it wholly, or is told, if at all, in broken syllables, in Pentecostal tongues that seem to be our own and yet are unutterably strange!

To confess thus that literature, in the proper sense of the word, represents but a narrow segment of personal or racial experience, is very far from a denial of the genuineness and the significance of the affirmations which literature makes. We recognize instinctively that Whittier\'s Snow-Bound is a truthful report, not merely of a certain farmhouse kitchen in East Haverhill, Massachusetts, during the early nineteenth century, but of a mode of thinking and feeling which is widely diffused wherever the Anglo-Saxon race has wandered. Perhaps Snow-Bound lacks a certain universality of suggestiveness[Pg 20] which belongs to a still more famous poem, The Cotter\'s Saturday Night of Burns, but both of these portrayals of rustic simplicity and peace owe their celebrity to their truly representative character. They are evidence furnished by a single art, as to a certain mode and coloring of human existence; but every corroboration of that evidence heightens our admiration for the artistic sincerity and insight of the poet. To draw an illustration from a more splendid epoch, let us remind ourselves that the literature of the "spacious times of great Elizabeth"—a period of strong national excitement, and one deeply representative of the very noblest and most permanent traits of English national character—was produced within startlingly few years and in a local territory extremely limited. The very language in which that literature is clothed was spoken only by the court, by a couple of counties, and at the two universities. Its prose and verse were frankly experimental. It is true that such was the emotional ferment of the score of years preceding the Armada, that great captains and voyagers who scarcely wrote a line were hailed as kings of the realm of imagination, and that Puttenham, in phrases which[Pg 21] that generation could not have found extravagant, inscribes his book on Poetry to Queen Elizabeth as the "most excellent Poet" of the age. Well, the glorified political images may grow dim or tawdry with time, but the poetry has endured, and it is everywhere felt to be a truly national, a deeply racial product. Its time and place and hour were all local; but the Canadian and the American, the South African and Australasian Englishman feels that that Elizabethan poetry is his poetry still.

When we pass, therefore, as we must shortly do, to the consideration of this and that literary product of America, and to the scrutiny of the really representative character of our books, we must bear in mind that the questions concerning the race, the place, the hour, the man,—questions so familiar to modern criticism,—remain valid and indeed essential; but that in applying them to American writing there are certain allowances, qualifications, adjustments of the scale of values, which are no less important to an intelligent perception of the quality of our literature. This task is less simple than the critical assessment of a typical German or French or Scandinavian writer, where the strain of blood[Pg 22] is unmixed, the continuity of literary tradition unbroken, the precise impact of historical and personal influences more easy to estimate. I open, for example, any one of half a dozen French studies of Balzac. Here is a many-sided man, a multifarious writer, a personality that makes ridiculous the merely formal pigeon-holing and labelling processes of professional criticism. And yet with what perfect precision of method and certainty of touch do Le Breton, for example, or Brunetière, in their books on Balzac, proceed to indicate those impulses of race and period and environment which affected the character of Balzac\'s novels! The fact that he was born in Tours in 1799 results in the inevitable and inevitably expert paragraphs about Gallic blood, and the physical exuberance of the Touraine surroundings of his youth, and the post-revolutionary tendency to disillusion and analysis. And so with Balzac\'s education, his removal to Paris in the Restoration period, his ventures in business and his affairs of love, his admiration for Shakespeare and for Fenimore Cooper; his mingled Romanticism and Realism; his Titanism and his childishness; his stupendous outline for the Human Comedy; and[Pg 23] his scarcely less astounding actual achievement. All this is discussed by his biographers with the professional dexterity of critics trained intellectually in the Latin traditions and instinctively aware of the claims of race, biographers familiar with every page of French history, and profoundly interested, like their readers, in every aspect of French life. Alas, we may say, in despairing admiration of such workmanship, "they order these things better in France." And they do; but racial unity, and long lines of national literary tradition, make these things easier to order than they are with us. The intellectual distinction of American critical biographies like Lounsbury\'s Cooper or Woodberry\'s Hawthorne is all the more notable because we possess such a slender body of truly critical doctrine native to our own soil; because our national literary tradition as to available material and methods is hardly formed; because the very word "American" has a less precise connotation than the word "New Zealander."

Let us suppose, for instance, that like Professor Woodberry a few years ago, we were asked to furnish a critical study of Hawthorne. The author of The Scarlet Letter is one of the[Pg 24] most justly famous of American writers. But precisely what national traits are to be discovered in this eminent fellow-countryman of ours? We turn, like loyal disciples of Taine and Sainte-Beuve, to his ancestral stock. We find that it is English as far back as it can be traced; as purely English as the ancestry of Dickens or Thackeray, and more purely English than the ancestry of Browning or Burke or His Majesty George the Fifth. Was Hawthorne, then, simply an Englishman living in America? He himself did not think so,—as his English Note-Books abundantly prove. But just what subtle racial differentiation had been at work, since William Hawthorne migrated to Massachusetts with Winthrop in 1630? Here we face, unless I am mistaken, that troublesome but fascinating question of Phys............
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